Trade Surveillance Analyst 交易監控分析師 (Top Broker Firm) 

Location: Kowloon (九龍) Salary: HK$25,000 – $35,000 x 12 months + Bonus 

Job Highlights

• Top Brokerage Platform: Join a leading brokerage firm with high financial stability and great career growth.

• Open Background: Welcomes candidates from Big 4, commercial banks, securities firms, or investment banks.

• Strong Portfolio: Great opportunity to specialize in financial surveillance, market integrity, and internal auditing.

Key Responsibilities

• Trade Monitoring: Conduct daily trade surveillance and monitor transaction patterns to detect suspicious activities.

• Market Integrity: Identify external market manipulation, insider trading, and potential regulatory breaches.

• Internal Conduct: Review internal staff trading activities and audit compliance with corporate conduct guidelines.

• Reporting: Prepare regular surveillance reports and escalate compliance risks to management.

Critical Requirements

• Experience: Prior experience in financial surveillance, trade monitoring, or auditing within Big 4, Banks, or Securities firms.

• Knowledge: Familiar with market manipulation risks, internal compliance, and financial regulations.

• Skills: Strong analytical mindset with high attention to detail for tracking data anomalies.

How to Apply Interested please WhatsApp contact 69364005 Winnie

Banking & Financial Services

Banking & Finance

Hong Kong Island

Permanent

Daily